If you are planning to take the SIE, Varsity Tutors can help you start your review with the Raleigh-Durham SIE course. Aspiring candidates from employees to students at North Carolina Central University who want to work in the securities industry often look for the most convenient way for them to get started with their SIE test prep, but there can be many challenges to finding a suitable review course. The schedule, location, and experience of the instructors are some of the considerations that can make it difficult to get started. Enrolling in the Raleigh-Durham SIE prep course with Varsity Tutors can be the answer to these problems. The course is done online with many different course times to choose from and you can rely on expert instructors to guide you through the test format and content.
What are some of the topics a Raleigh-Durham SIE class can cover?
The SIE tests basic information about the securities industry. These include products, risks, and regulatory agencies, prohibited practices, and the structure and function of the securities industry. There are four sections in the SIE and each has its own weight on the final score. The test has 75 multiple-choice questions that you need to answer within 1 hour and 45 minutes. Seventy percent is the passing mark for the test.
Knowledge of Capital Markets is the first section. It has 12 questions about economic factors, market structure, offerings, and regulatory entities, agencies, and market participants. This makes up 16% of the test.
The second section is Understanding Products and Their Risks. It contains 33 questions about real estate investment trusts (REITs), municipal fund securities, MSRB rules, and investment risks. This section is equal to 44% of the test.
Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and contains 23 questions on topics such as trading, settlement and corporate actions; NASD rules, compliance considerations, and anti-money laundering. This section makes up 31% of the test.
The fourth section is the Overview of the Regulatory Framework. This has 7 questions about topics like SEC rules, self-regulatory organization (SRO) regulatory requirements for associated persons, and employee conduct. This section makes up 9% of the test.
Aside from a comprehensive review of the test content, your Raleigh-Durham SIE class instructor can also share test-taking techniques that can help you perform at your best during the exam.
What are the advantages of enrolling in a Raleigh-Durham SIE course?
For many test takers of SIE, busy schedules, work, school, and other personal commitments can prevent them from focusing on their SIE study. There are even some who totally postpone their review. Varsity Tutors offers the SIE course online, which can be a great help for busy people who still want to take the test and start their review. With an online course, you don't need to set aside extra time hours for commuting or stress about making it on time for your class. All you need is your internet connection and computer and you're ready to join in the review. In the virtual classroom, you can see and talk to your instructor and other students as if you were in a physical classroom. This gives you the chance to get immediate answers when you ask questions and learn alongside other aspiring professionals who want to join the securities industry. Working or studying with a group has been shown to help students gain fresh perspectives on a topic. It can even help them stay motivated and avoid procrastination.
Of course, if you find yourself struggling with topics in Customer Account Registrations, Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), or want to ask questions about the SIE outside of the class, you have the option to request a 1-on-1 meeting with your instructor to get extra help. This can be a good approach especially for students who might feel too self-conscious during class and prefer to talk to the instructor in private about his or her questions.
How can I enroll in a Raleigh-Durham SIE course?
Passing the SIE can open doors to a thriving and long-term career in the securities industry. Whether you are a student or an experienced professional, you'll be investing in your SIE review not just for the actual exam day but for your future. Reach out now and ask our educational consultants at Varsity Tutors how you can sign up for the Raleigh-Durham SIE course. We can help you have a more effective and convenient test prep online and study with a well-structured and comprehensive curriculum led by expert SIE instructors.
Valentina: Raleigh-Durham SIE course instructor
...thrilled to be able to help you with the preparation for the FINRA exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +4 subjects
Brendan Daniel : Raleigh-Durham SIE course instructor
...a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and...
Subject Expertise
- SIE
- CPA
- CFA
- Series 86
- +62 subjects
Hajra: Raleigh-Durham SIE course instructor
...a BSBA with a concentration in finance and statistics. In addition to that I also have over 9 years of professional experience, holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 6
- +9 subjects
Vincent : Raleigh-Durham SIE course instructor
...a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +14 subjects
Ryan : Raleigh-Durham SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Journalism
- Writing
- +12 subjects
Ross: Raleigh-Durham SIE course instructor
...a graduate of University of New Haven. I received my Bachelor degree in Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +22 subjects
Kristin: Raleigh-Durham SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects
Andrea: Raleigh-Durham SIE course instructor
...their educational and professional goals. My approach is patient, adaptive, and goal-oriented, ensuring that each student receives personalized support that aligns with their learning style and needs. Outside of my day job and my commitment to helping others learn, I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the day at the park. I also enjoy listening to and singing...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- SIE
- Series 10
- Series 9
- Series 7
- +56 subjects
Steven: Raleigh-Durham SIE course instructor
...a private equity investment professional with a background in investment banking, and a passion for helping others master finance, investing, and business fundamentals. Whether you're looking to sharpen your financial modeling skills, prepare for the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Algebra
- +15 subjects
Mithily: Raleigh-Durham SIE course instructor
I am a dedicated teacher committed to facilitating students in achieving their goals and in helping them stretch beyond what they think they can achieve.
Education & Certification
- Osmania - Bachelor of Science, Mathematics
- University of California-Santa Barbara - Master of Science, Computer Science
Subject Expertise
- SIE
- PMP
- Datamining
- Advanced Functions
- +138 subjects
Isaiah: Raleigh-Durham SIE course instructor
...high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 6
- Series 65
- Series 63
- +29 subjects
Robin: Raleigh-Durham SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- CFA
- Series 86
- +10 subjects
John: Raleigh-Durham SIE course instructor
...I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background includes hands-on experience at PwC and J.P. Morgan, which enriches my tutoring sessions with insights from the industry. I am passionate about helping students not only succeed academically but also understand how these subjects can impact their future careers. Some of my hobbies include playing tennis, basketball, pickleball and watching...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- AACN - American Association of Colleges of Nursing
- Series 65
- Public Speaking
- +15 subjects
Sarah: Raleigh-Durham SIE course instructor
...a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering the flexibility to learn at their own...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 6
- CFP
- Series 63
- +36 subjects
DeSean: Raleigh-Durham SIE course instructor
...to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- Series 7
- +14 subjects
David: Raleigh-Durham SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 6
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Michael: Raleigh-Durham SIE course instructor
...we are now and where we had come from you maybe able to guess where it is we are going and where the jobs will be. If you care to read on exactly how I gained this knowledge you can read my bio below I just wanted to be clear above of exactly what I can help with, below is where and how I gained my knowledge. All of what I know has been actually...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +14 subjects
Karen: Raleigh-Durham SIE course instructor
...my name if Karen Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 99
- Series 63
- +24 subjects
Harrison: Raleigh-Durham SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +20 subjects
Melissa: Raleigh-Durham SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +1 subjects