If you're looking for Series 10 prep training, don't hesitate to reach out to Varsity Tutors to find options that can support you as you work to prepare for your exam. One option is to let us match you with a certified Series 10 prep tutor who can accommodate your unique learning and scheduling requirements. Alternatively, we can enroll you in quality online Series 10 prep courses led by skilled teachers who can support you as you work to build your skills. For extra preparation, you can combine the two options as well.
Series 10 is one of the two exams that make up the General Securities Sales Supervisor Qualification Exams. Along with Series 9, this exam measures your knowledge of the primary job functions of a general securities sales supervisor. You will also need to pass the Securities Industry Essentials (SIE) Exam and Series 7.
Series 10 is split into four primary functions: Supervise Communications with the Public, Supervise Sales Practices and General Trading Activities, Supervise the Opening and Maintenance of Customer Accounts, and Supervise Associated Persons and Personnel Management Activities. There are 145 multiple-choice questions in total. Please continue reading to learn more about how we can help you find the kind of online Series 10 prep that can make a difference.
What are the advantages of the different types of online Series 10 prep I can choose from?
If you pick a Series 10 prep class, you'll meet with an expert teacher either alongside your peers or in a one-on-one setting where you can explore the exam thoroughly. If you're comfortable with the Securities Exchange Act of 1943, your instructor can change focus to another concept to ensure that your sessions remain engaging. If you opt to take classes alongside others who share your goals, your mentor can create in-class activities and assignments that encourage collaborative learning. This can be invaluable, particularly as your peers may be able to offer a fresh look that can make it easier to understand private security transactions and non-cash compensation.
Alternatively, you can choose to work with a skilled Series 10 prep tutor in a personalized environment. We can connect you with an expert who can create a custom-tailored lesson plan that is built around your strengths, weaknesses, and goals. They can lead you through this lesson plan at a pace that works for you, whether you need a detailed review of appropriate documentation or a brief recap of the FINRA By-Laws that you need to be aware of. When you let us set you up with a Series 10 prep tutor, you can receive a unique approach that can appeal to your learning tendencies. For instance, a visual learner can use color-coded flashcards to memorize FINRA procedures and MSRB rules while an auditory student would benefit more from a comprehensive discussion on the topic.
Regardless of your preference, you can receive the same high-quality instruction with either option. Your instructor can even administer practice tests to help you become more familiar with the concepts, format, and expectations of the exam. This can also allow your mentor to identify areas that you could use some extra guidance in.
How can I find the time to study with a Series 10 prep teacher?
It may seem challenging to find an instructor who can work with you around your busy schedule. All of the courses we enroll you in are conducted via a virtual classroom that you can access from any location with a stable internet connection. Whether you're interested in one-on-one classes or group lessons, we can help you sign up for exam prep classes that can fit into your life with ease.
If you would prefer to work in a private setting, we can find Series 10 prep tutoring that can accommodate your schedule. We make it easy to meet with your instructor, whether you'd like to study online or in person. Online instruction is done over our Live Learning Platform, which is a virtual environment with a range of quality features.
Using video chat, you can communicate with your mentor face-to-face as they lead you through lectures on the bank/broker-dealer regulatory requirements. There is a digital whiteboard, where they can display crucial information about opening customer accounts. In fact, our Live Learning Platform automatically records your lessons and stores them in a virtual library. Over time, you can build a collection of handy videos that you can access whenever you need to review your mentor's advice.
Can I sign up for Series 10 prep training right now?
If you'd like to work with a professional, don't hesitate to reach out to Varsity Tutors online or by phone. Our educational consultants can answer any questions you have about how you can benefit from Series 10 prep tutoring or online courses. This kind of investment in your academic and professional future can have a solid impact on your progress.

Brendan Daniel : Bellevue Series 10 test prep instructor
...my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes...
Subject Expertise
- Series 10
- SIE
- Series 66
- Series 86
- +62 subjects

Michael: Bellevue Series 10 test prep instructor
...materials. Proven Strategies: Learn the most effective test-taking strategies and techniques to tackle challenging questions and manage exam stress. Interactive Sessions: Engage in dynamic, interactive sessions that make complex concepts easier to grasp and retain. Support and Accountability: Benefit from continuous support and motivation, with regular check-ins to track your progress and address any concerns. Invest in your future with expert tutoring that helps you achieve your certification goals and advance your career. Let's work...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 10
- Series 79
- SIE
- Series 7
- +12 subjects

Brian: Bellevue Series 10 test prep instructor
I have a BS in finance and economics, I worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we will make it happen!
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 10
- Series 24
- FINRA - Financial Industry Regulatory Authority
- PMP
- +18 subjects

Brian: Bellevue Series 10 test prep instructor
...out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 10
- Series 26
- SIE
- FINRA - Financial Industry Regulatory Authority
- +22 subjects

Michael: Bellevue Series 10 test prep instructor
...to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to find their strengths and weaknesses,...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 10
- Series 63
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- Series 24
- +16 subjects
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 10
- Series 4
- Series 24
- Series 9
- +4 subjects

Andrea: Bellevue Series 10 test prep instructor
...proven track record of tutoring peers, colleagues, and students in finance-related subjects over the course of 4 years and served as lead business tutor of my undergraduate university. My tutoring approach is focused on simplifying complex financial concepts and making them accessible to learners at all levels of knowledge. I use a combination of real-world examples, interactive problem-solving techniques, and tailored learning strategies to ensure my students not only understand the material but can also...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 10
- Series 9
- Series 66
- Series 7
- +56 subjects

Nhan: Bellevue Series 10 test prep instructor
...in another Master program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 10
- Series 66
- CPA
- Series 63
- +78 subjects

Angelo: Bellevue Series 10 test prep instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- Series 10
- EPPP - Examination for Professional Practice in Psychology
- CTP - Certified Treasury Professional
- ChFC - Chartered Financial Consultant
- +325 subjects
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 10
- Series 63
- Series 7
- Series 87
- +22 subjects