If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.
Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.
Below, you'll find some information on the exam's format:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 150 | 3 Hours and 45 Minutes | 70% | SIE exam + Series 7, 57, 79, 82, or 86 -OR- Series 16 |
Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.
Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:
Series 24 Topics (non-comprehensive)
- Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
- Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
- Business and regulatory requirements for firm's systems and technologies
- Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
- Supervising compensation practices of member, associated persons and other parties
- Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
- FINRA and SEC disciplinary processes
- Reporting requirements for customer complaints and other events
- Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
- Reporting requirements of firm capital condition
- SEC requirements for extensions of credit and related disclosure
- Supervising new account opening and ongoing maintenance of existing accounts
- Differences among research, retail, and institutional communications and correspondence
- Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
- Supervising order entry, routing, and execution
- Confirming proper booking and settlement of trades
- Reviewing executions for compliance with trade reporting requirements
- Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
- Reviewing and approving investor disclosure materials, pitch books, and marketing materials
- Supervising activities relating to research
Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.
If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.
David: Summit Series 24 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 24
- Series 63
- SIE
- Series 9
- +16 subjects
edward: Summit Series 24 test prep instructor
...easy-going personality style with complete empathy for your situation. I am 100% committed I graduated from the University of South Florida in 1986 and got my Real Estate License from the State of Florida that same year. In addition, I achieved the status as a Licensed Real Estate Broker in 1992 and have owned and...
Education & Certification
- University of South Florida-Main Campus - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 26
- Series 63
- Real Estate License
- +7 subjects
Edward: Summit Series 24 test prep instructor
...of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +26 subjects
Barrett: Summit Series 24 test prep instructor
...function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial...
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- SIE
- +20 subjects
Karen: Summit Series 24 test prep instructor
...However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes sense for you.
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 87
- Series 26
- Series 65
- +24 subjects
Andrea: Summit Series 24 test prep instructor
...at all levels of knowledge. I use a combination of real-world examples, interactive problem-solving techniques, and tailored learning strategies to ensure my students not only understand the material but can also apply it effectively in real-life scenarios. I am well-versed in tutoring a variety of finance topics, including but not limited to: - Professional Industry...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- +56 subjects
Victoria: Summit Series 24 test prep instructor
...previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 63
- SIE
- Insurance License
- +35 subjects
Howard: Summit Series 24 test prep instructor
Knowledge is power. If you need to help better understand the Series 7, 63 or 65 , consider me. My score on the Series 7 was 92.
Education & Certification
- Tulane University of Louisiana - Bachelor of Science, Biology, General
Subject Expertise
- Series 24
- Series 63
- Series 86
- Series 79
- +23 subjects
Michael: Summit Series 24 test prep instructor
...to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to find their strengths and weaknesses, the focus on increasing their strengths and improving on their weaknesses. I also find various ways to...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 24
- Series 79
- Series 65
- Series 10
- +16 subjects
James: Summit Series 24 test prep instructor
...Illinois State University with a specialty in the field of Finance. I also taught there for a period of time and authored two books: The Do-It-Yourself Investor and Do-It-Yourself Investment Analysis. The former book was chosen by Sylvia Porter as one of her top business books for 1987. While completing my MBA, I also began...
Education & Certification
- University of Illinois at Urbana-Champaign - Bachelor in Arts, Business, General
Subject Expertise
- Series 24
- Series 5 - Interest Rate Options Exams
- Series 3
- Series 63
- +24 subjects
Nancy: Summit Series 24 test prep instructor
...as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 66
- +85 subjects
S: Summit Series 24 test prep instructor
...University of Montana. I am an avid skier, and teach skiing part time as well. For the past 7 years I have been a small business owner. I love the teaching and learning process. For several years I have taught skiing. Skiing is a superb example of a skill that can be broken down to...
Education & Certification
- The University of Montana - Bachelor in Business Administration, Finance
- Yale University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 65
- CPA
- Series 55
- +70 subjects
Nhan: Summit Series 24 test prep instructor
...am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 24
- Series 65
- Insurance License
- Series 66
- +78 subjects
Ben: Summit Series 24 test prep instructor
...development, a pension fund, personal care, and a business consulting firm. I have an inquisitive nature, with deep knowledge and interests in business, marketing, demographics, technology and science, international commerce, and outsourcing. I have performed hundreds of business projections/forecasts for entities in all economic sectors, giving me a quick grasp of virtually all business models....
Education & Certification
- The University of Alabama - Bachelor of Science, Finance
- University of North Carolina at Wilmington - Master in Management, Business Administration and Management
Subject Expertise
- Series 24
- Series 7
- Series 63
- AP Macroeconomics
- +43 subjects
Michael: Summit Series 24 test prep instructor
...I am dedicated to providing the support, guidance, and strategies needed to help each student reach their full potential. Together, we can make your path to certification a successful and enjoyable experience. Why Choose My Tutoring Services? Customized Help: I assess your strengths and weaknesses to create a personalized study plan that focuses on areas...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 24
- Series 66
- Series 10
- Series 7
- +12 subjects
Joseph: Summit Series 24 test prep instructor
...has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible....
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- Series 24
- Series 6
- Series 4
- Series 66
- +30 subjects
Danny: Summit Series 24 test prep instructor
...I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 24
- Series 65
- SIE
- Series 63
- +11 subjects
Garth: Summit Series 24 test prep instructor
...24, and Series 66 registered in all 53 jurisdictions. In previous roles, I was responsible for mentoring and supporting associates tasked with passing various FINRA licenses, as well as the following exams: CRPC, CFP, ChFC. Additionally, I am a Chartered Retirement Planning Counselor (CRPC). I have experience working with first time test takers as well...
Education & Certification
- Lebanon Valley College - Bachelor of Science, Business Administration and Management
- Loyola University Maryland - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- +26 subjects
Ben: Summit Series 24 test prep instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA,...
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 24
- Series 63
- CFA
- Series 27
- +39 subjects
Pamela: Summit Series 24 test prep instructor
...to children ages 3-15 in China. I work professionally in the Financial Services industry and have experience in professional speaking, presentation skills and Train the Trainer classes. I enjoy making a connection with my students (regardless of subject matter or age of learner) and thoroughly understanding their needs and objectives. I think mutual learning can...
Education & Certification
- University of Colorado Boulder - Bachelor of Science, International Marketing
Subject Expertise
- Series 24
- Series 65
- Series 7
- Series 52
- +73 subjects