If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.
Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.
Below, you'll find some information on the exam's format:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 150 | 3 Hours and 45 Minutes | 70% | SIE exam + Series 7, 57, 79, 82, or 86 -OR- Series 16 |
Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.
Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:
Series 24 Topics (non-comprehensive)
- Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
- Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
- Business and regulatory requirements for firm's systems and technologies
- Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
- Supervising compensation practices of member, associated persons and other parties
- Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
- FINRA and SEC disciplinary processes
- Reporting requirements for customer complaints and other events
- Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
- Reporting requirements of firm capital condition
- SEC requirements for extensions of credit and related disclosure
- Supervising new account opening and ongoing maintenance of existing accounts
- Differences among research, retail, and institutional communications and correspondence
- Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
- Supervising order entry, routing, and execution
- Confirming proper booking and settlement of trades
- Reviewing executions for compliance with trade reporting requirements
- Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
- Reviewing and approving investor disclosure materials, pitch books, and marketing materials
- Supervising activities relating to research
Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.
If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.
Anubhav: Bayonne Series 24 test prep instructor
...I also have professional certifications in project management (PMP, PMI-ACP, PMI-RMP), cryptocurrency (Certified Bitcoin Professional), Series 7, real estate salesperson license. I am also working towards a Masters of Science in Digital Currency at the University of Nicosia. I tutor mainly in Math and English prep (SAT, GMAT and school prep), and professional certifications in...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Finance
- New York University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 16
- Series 7 - General Securities Representative Exam (Stockbroker)
- Real Estate License
- +50 subjects
Danny: Bayonne Series 24 test prep instructor
...passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 24
- Insurance License
- Series 7
- Series 66
- +11 subjects
Mary: Bayonne Series 24 test prep instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- Series 24
- BCABA - Board Certified Assistant Behavior Analyst
- PE - Principles and Practice of Engineering - Civil - Transportation
- Firefighter Exam
- +1359 subjects
Dennis: Bayonne Series 24 test prep instructor
...years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 55
- +49 subjects
Daniel: Bayonne Series 24 test prep instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 24
- Series 63
- Series 4
- Series 10
- +4 subjects
edward: Bayonne Series 24 test prep instructor
...complete empathy for your situation. I am 100% committed I graduated from the University of South Florida in 1986 and got my Real Estate License from the State of Florida that same year. In addition, I achieved the status as a Licensed Real Estate Broker in 1992 and have owned and managed various brokerages throughout...
Education & Certification
- University of South Florida-Main Campus - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 27
- Series 26
- Real Estate License
- +7 subjects
Brian: Bayonne Series 24 test prep instructor
...worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we...
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 24
- Series 10
- Series 7
- Series 66
- +18 subjects
Eduardo: Bayonne Series 24 test prep instructor
...political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic goals and develop a love for learning, drawing...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 24
- Series 14A - NYSE DMM Compliance Official Examination
- Series 16
- TEFL - Teaching English as a Foreign Language
- +94 subjects
Ernesto: Bayonne Series 24 test prep instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 24
- Series 65
- Series 6
- FINRA - Financial Industry Regulatory Authority
- +20 subjects
Victoria: Bayonne Series 24 test prep instructor
...Masters Degree in Business Administration and I am a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 63
- Series 26
- Insurance License
- +35 subjects
Barrett: Bayonne Series 24 test prep instructor
...defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey...
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +20 subjects
Michael: Bayonne Series 24 test prep instructor
...but also confidence in my students. Seeing my students achieve their goals and succeed in their exams is incredibly rewarding. I am dedicated to providing the support, guidance, and strategies needed to help each student reach their full potential. Together, we can make your path to certification a successful and enjoyable experience. Why Choose My...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 24
- Series 7
- SIE
- Series 9
- +12 subjects
Andrea: Bayonne Series 24 test prep instructor
...concepts - Financial analysis - Corporate finance and capital budgeting - Investment analysis and portfolio management - Financial modeling - Business economics - Micro and macroeconomics With a passion for teaching and fostering academic growth, I am dedicated to helping students achieve their educational and professional goals. My approach is patient, adaptive, and goal-oriented, ensuring...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 24
- Series 7
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- +56 subjects
Karen: Bayonne Series 24 test prep instructor
...name if Karen Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 99
- Series 63
- SIE
- +24 subjects
Aaron: Bayonne Series 24 test prep instructor
...During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I went on to earn my Certified Financial Planner (CFP) designation. A short time later, I enrolled at Kansas State University and earned...
Education & Certification
- University of Nebraska at Omaha - Bachelor of Science, Finance
- Kansas State University - Master of Science, Financial Planning
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- CFP
- +7 subjects
David: Bayonne Series 24 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 24
- Series 10
- Series 65
- Series 66
- +16 subjects
Howard: Bayonne Series 24 test prep instructor
Knowledge is power. If you need to help better understand the Series 7, 63 or 65 , consider me. My score on the Series 7 was 92.
Education & Certification
- Tulane University of Louisiana - Bachelor of Science, Biology, General
Subject Expertise
- Series 24
- Series 86
- Series 52
- Series 65
- +23 subjects
Benjamin: Bayonne Series 24 test prep instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 9
- +24 subjects
Garth: Bayonne Series 24 test prep instructor
...FINANCIAL PLANNER (CFP) professional. I have extensive experience working in the financial services industry. Currently I manage a sales team at T. Rowe Price. I am FINRA Series 7, Series 6, Series 63, Series 24, and Series 66 registered in all 53 jurisdictions. In previous roles, I was responsible for mentoring and supporting associates tasked...
Education & Certification
- Lebanon Valley College - Bachelor of Science, Business Administration and Management
- Loyola University Maryland - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 6
- +26 subjects
Richard: Bayonne Series 24 test prep instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- Series 24
- Series 63
- Series 22
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects