If you're ready to invest in a formal Series 65 prep course, Varsity Tutors can place you in a private Series 65 class to help you reach for your professional ambitions. Series 65 (known as the Uniform Investment Adviser Law Examination) is a high-stakes exam required for investment professionals to earn a license to act as an Investment Adviser Representative in most states. Some of the broad topics covered include fiduciary duties, portfolio management, retirement planning, ethics, and legal regulations associated with the financial industry. If your test prep could use a boost, consider taking a Series 65 course today!
Many Series 65 prep courses begin by reviewing the structure of the exam. The chart provided below reveals the most important points about the test:
Series 65 Exam Format
Question Format | # Questions | Time Allowed | Passing Score |
Multiple-Choice | 130 | 180 Minutes | 72.3% |
A three-hour exam can feel pretty grueling, so you might want to take a few practice exams during a Series 65 prep class to help build up your mental stamina. Taking practice tests may also help you understand exactly what the test is asking you, as FINRA (Financial Industry Regulatory Authority) exams are known to write questions to intentionally mislead financial professionals.
Taking practice exams can also be a good way to identify your academic strengths as well as any areas of opportunity where you could improve. The list below includes some of the topics you may want to review in a Series 65 class:
Series 65 Topics (Non-Comprehensive)
- Business cycles
- Monetary and fiscal policies
- Income statements and balance sheets
- Time value of money concepts
- Valuation ratios
- Systematic risks
- Liquidation priorities
- Insured and demand deposits
- Asset-backed securities and corporate bonds
- Fixed income securities and their characteristics
- Nonqualified employee stock options
- Shareholder rights
- Technical analysis
- Mutual funds
- Sole proprietorships
If that seems like an intimidating list, know that private Series 65 prep classes can help you break it down into more digestible chunks. All of our Series 65 courses involve one-on-one test preparation with a private tutor, allowing you to study exactly what you need to. For instance, if you're confident with fixed income securities but have a harder time with non-qualified employee stock options, your sessions can concentrate on the stock options to help improve your study efficiency.
Likewise, working in a one-on-one environment ensures that any questions you have are addressed in a timely fashion. Many students also find it easier to ask for help in a private Series 65 course than a crowded classroom full of students.
Perhaps most importantly, Series 65 courses may be adapted to your unique needs. For example, visual learners may want to work with flashcards to remember all of the laws and regulations covered on the Series 65 exam, while an auditory learner might prefer to listen to a recording detailing the same information. Similarly, your instructor can take the time to really get to know you, potentially incorporating your outside interests into your study sessions to make them more engaging.
Varsity Tutors also works hard to make Series 65 classes as accessible as possible. All instruction takes place on our innovative Live Learning Platform, providing all of the benefits of face-to-face instruction without the logistical drawbacks of trying to meet up in person. We also try to match every student we work with to an expert instructor who can accommodate their scheduling needs for added flexibility.
If you would like to learn more about our Series 65 classes or are ready to enroll today, give us a call! Educational Directors are standing by to help you with any questions you may have.

James: Whitfield Series 65 course instructor
...a result, I believe Algebra is essential to long-term mathematics learning, knowledge, and personal success. Therefore, while I am available to assist in many subject areas, my tutoring focus is on helping any age student excel at Algebra and the fundamentals of mathematics. I like to think of myself as a golfer even though I...
Education & Certification
- Cornell University - Bachelor of Science, Operations Research
- Cornell University - Masters in Business Administration, Accounting and Finance
Subject Expertise
- Series 65
- College Economics
- Math
- Intermediate Algebra
- +28 subjects

David: Whitfield Series 65 course instructor
...belong to a backgammon club, and help manage my parents Charitable Remainder Trust investments. I spent 2 years tutoring elementary children reading and writing and have just joined a high school/college mentoring program in the area. I believe I can help students who may not have the help they need at home or at school.
Education & Certification
- Hobart William Smith Colleges - Bachelor in Arts, Economics
- Rochester Institute of Technology - Masters in Business Administration, Finance
Subject Expertise
- Series 65
- AIFA - Applied Investment and Finance Analyst Certification Exam
- Series 7
- Insurance License
- +151 subjects
Education & Certification
- Tulane University of Louisiana - Bachelor of Science, Biology, General
Subject Expertise
- Series 65
- Series 79
- Series 24
- Series 63
- +23 subjects

Joseph: Whitfield Series 65 course instructor
...held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- Series 65
- Series 4
- SIE
- Series 79
- +30 subjects
Education & Certification
- Florida Gulf Coast University - Associate in Science, Finance
Subject Expertise
- Series 65
- Series 6
- Series 7
- Series 63
- +5 subjects

Blake: Whitfield Series 65 course instructor
...help in a relevant, understandable, and helpful way. I attended Oakland University on a full-tuition academic scholarship and majored in finance and minored in accounting. After working in the financial planning industry for 4 years, I became one of the youngest CFP Professionals in the country in 2019. My best areas to teach are personal...
Education & Certification
- Oakland University - Bachelor in Arts, Finance
Subject Expertise
- Series 65
- SIE
- CFP
- AP English Literature and Composition
- +71 subjects

Joshuah: Whitfield Series 65 course instructor
...it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- Series 65
- Series 7
- CPA
- SIE
- +14 subjects

Julie: Whitfield Series 65 course instructor
...Certified Financial Therapist - I with a Master of Science in Finance and a Bachelor of Business Administration. While I am a fee-only fiduciary advisor now, I have taken and passed the Series 7, Series 65, and Series 66 exams as well as the rigorous Certified Financial Planner examination. I am here to help personal...
Subject Expertise
- Series 65
- Series 66
- SIE
- CFP
- +5 subjects

Joseph: Whitfield Series 65 course instructor
...plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 65
- Series 27
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +48 subjects

Jorge: Whitfield Series 65 course instructor
...Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- Series 65
- Series 63
- Series 55
- Series 7
- +38 subjects

Niamke: Whitfield Series 65 course instructor
...Drawing from my professional experience as a commercial banking associate and former investment advisor, I emphasize real-world applications of financial principles, preparing students not just for exams but for future career success. My commitment to their academic journey is driven by a genuine desire to see them thrive, both academically and professionally.
Education & Certification
- Southeastern Oklahoma State University - Bachelor's, Finance
Subject Expertise
- Series 65
- College Business
- Economics
- Macroeconomics
- +4 subjects

Nancy: Whitfield Series 65 course instructor
...many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 65
- Series 79
- Series 66
- Series 7
- +85 subjects

Nicholas: Whitfield Series 65 course instructor
Have been tutoring on and off in a variety of subject areas since the 7th grade. My areas of specialty are in the science and in money-related topics such as securities, insurance, economics, finance, and accounting.
Education & Certification
- SIUCarbondale - Bachelor of Science, Management Science
- Walden University - Doctor of Philosophy, Finance
Subject Expertise
- Series 65
- CIMA
- Series 63
- CFA
- +43 subjects

Sebastian: Whitfield Series 65 course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 65
- CPA
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Karen: Whitfield Series 65 course instructor
...However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes sense for you.
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 65
- Real Estate License
- Series 63
- Series 24
- +24 subjects

Scot: Whitfield Series 65 course instructor
...Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- Series 65
- Series 22
- SIE
- Series 9
- +12 subjects

Donald: Whitfield Series 65 course instructor
...include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day. I held numerous instructor and leadership positions while at the Naval Academy and found my...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- Series 65
- Series 7
- RICP - Retirement Income Certified Professional
- Insurance License
- +35 subjects

John: Whitfield Series 65 course instructor
...students grasp foundational concepts. My background includes hands-on experience at PwC and J.P. Morgan, which enriches my tutoring sessions with insights from the industry. I am passionate about helping students not only succeed academically but also understand how these subjects can impact their future careers. Some of my hobbies include playing tennis, basketball, pickleball and...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- Series 65
- CFA
- SIE
- AACN - American Association of Colleges of Nursing
- +17 subjects

Jarrett: Whitfield Series 65 course instructor
...with the use of analytics. I am also passionate about the power of education because I have seen firsthand in my own life how transformative education can be. In my spare time I enjoy playing music on my saxophone, participating in martial arts classes, and getting outdoors with my family on hikes or bike rides.
Education & Certification
- University of Phoenix-Philadelphia Campus - Bachelor of Science, Management Science
- University of Phoenix-Philadelphia Campus - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 65
- Series 7
- Series 63
- Series 6
- +20 subjects

Robin: Whitfield Series 65 course instructor
...philosophy revolves around fostering critical thinking, encouraging open communication, and making complex concepts accessible. I aim to create an interactive learning environment where students feel supported and motivated to succeed. Outside of academia, I am deeply involved in relationship management and business development, which keeps me connected to the practical applications of the subjects I...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 65
- Series 6
- Series 66
- Series 63
- +23 subjects