Varsity Tutors can set you up for Series 99 test preparation classes that give you a personalized one on one experience. Unlike the classroom, custom Series 99 classes are all about you and your individual needs. You don't have to spend time in your individual Series 99 prep course on areas that you already know well, and you can learn about the topics you need to know better in more efficient ways. Contact our Educational Directors to find out more about how Series 99 test prep can give you the exact instruction you need or keep on reading below.
When you sit for the Operations Professional Exam, you'll have to recall and apply a lot of information. One on one Series 99 prep focuses on helping you do just that. Whether you need to get a better understanding of client management, reporting transactions, staying compliant with regulations, or other aspects of working in operations for your sponsoring firm, Series 99 courses can accommodate you. If you don't have a good idea of where you should spend your time studying, your Series 99 test prep instructor is ready to perform an assessment of your strengths and knowledge gaps. Using this information, your Series 99 course can be customized to ensure you're always making progress towards your goal of certification.
There are two major job functions covered on the Operations Professional Exam. The following table gives you an idea of what you can work on during Series 99 prep sessions:
Series 99 Exam Breakdown
Major Job Functions | Percentage of Exam | Number of Questions |
Knowledge Associated with the Securities Industry and Broker-Dealer Operations | 70% | 352 |
Professional Conduct and Ethical Considerations | 30% | 15 |
Total | 100% | 50 |
There's a lot of information you'll need to know and apply to be successful on the test, and Series 99 tutors know how to help you keep these topics at the front of your mind on exam day. Your Series 99 preparation instructor can teach concepts to you using an approach that meshes with your primary learning style, whether that means discussing the intricacies of securities transfers, diagramming them for you, or providing explanations as you work through practice problems.
Series 99 tutoring isn't only about the concepts about the exam, though. You'll also learn test-taking strategies during Series 99 prep that you can use to reach for your goal score. You have 90 minutes to work through all 50 problems, so time management skills are necessary to ensure you complete the exam. Since the test is multiple-choice, your Series 99 test prep instructor can share techniques for limiting the possibilities of which answer is correct on tough problems. If you experience test anxiety, your Series 99 prep instructor can help you build strategies to stay calm and focused.
At Varsity Tutors, we want your Series 99 class to be easy to attend. We work to find you a Series 99 test prep instructor who can meet at a time that fits into your schedule. We also provide online tools so you can meet with your private Series 99 prep instructor for face to face sessions in a virtual classroom.
If you're ready to get started with personalized Series 99 test prep, contact Varsity Tutors today.

Karen: San Antonio Series 99 test prep instructor
...in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes sense for you.
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 99
- Series 6
- Series 63
- Series 24
- +24 subjects

Monica: San Antonio Series 99 test prep instructor
...and Series 66. My approach centers on translating complex concepts into relatable, real-world scenarios, ensuring students grasp not just the material but also the strategies behind successful test-taking. I believe in fostering a supportive learning environment where students feel empowered to ask questions and explore the intricacies of wealth management. My extensive background in the financial services industry (over 20 years) enhances my ability to connect with students. I am dedicated to inspiring the next...
Education & Certification
- Strayer College - Master's/Graduate, Business
Subject Expertise
- Series 99
- SIE
- Series 6
- Series 9
- +14 subjects

Roland Fomukom: San Antonio Series 99 test prep instructor
...specialize in Enterprise Resource Planning (ERP) systems, drawing from my extensive 15-year career as an IT expert in this field. Holding a Master's degree in Information Systems from the University of Salford, I have delivered corporate training to employees at Fortune 500 companies, focusing on key Business Processes, Data Flows essential for effective ERP implementation, Data Analysis and Visualization using Power BI. My teaching philosophy centers on building a solid foundational understanding, enabling studentsfrom high...
Education & Certification
- University of Salford - Master's/Graduate, Information Systems
Subject Expertise
- Series 99
- Series 7
- High School Computer Science
- College Computer Science
- +6 subjects

Eduardo: San Antonio Series 99 test prep instructor
...both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic goals and develop a love for learning, drawing on my interests in history, geography, and politics...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 99
- SIE
- Series 6
- TEFL - Teaching English as a Foreign Language
- +94 subjects

Ranga: San Antonio Series 99 test prep instructor
I am highly passionate about teaching professional courses and helping students to be successful in their academics and career. My core subjects are business management, project management, agile development life cycle, Lean methodologies, and Six Sigma. I also help develop students knowledge and skills on Microsoft Excel, Word, Powerpoint, MS Access, MS Visio, MS Project and teach some of the most frequently used features, format, formulas.
Education & Certification
- University of Madras - Bachelor in Arts, Administrative Assistance and Secretarial Science
- Indira Gandhi National Open University - Master of Science, Computer Science
Subject Expertise
- Series 99
- SAFe - Scaled Agile Framework Exam
- Six Sigma
- Project Management/PMP
- +31 subjects

Hal: San Antonio Series 99 test prep instructor
...Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on a single sitting. Over the past two years, I've tutored well over 200 students, balancing...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 99
- Series 22
- CIMA
- Series 57
- +171 subjects

Sakshi: San Antonio Series 99 test prep instructor
...my Bachelor's in Commerce. With over 2 years of tutoring experience, I am dedicated to making complex concepts in Math, English, and Business accessible and engaging for my students. My teaching philosophy centers around fostering a collaborative and interactive learning environment, where I break down challenging topics using real-world examples and case-based learning. I believe in the power of personal finance education, helping students understand budgeting and investment to empower their decision-making. My passion for...
Education & Certification
- Queen's University - Masters in Business Administration, Business, General
Subject Expertise
- Series 99
- Series 38
- Series 66
- Series 28
- +498 subjects